OTC Dual Listing

The Company’s primary listing is on the Australian Securities Exchange (“ASX”), with its shares dual-listed on the OTCQB Market in the United States.

The OTCQB market has high financial reporting standards and strong corporate governance requirements, both of which are satisfied through Theta Gold’s ongoing compliance with ASX listing rules.

The OTCQB listing aims to provide current and potential North American investors with appropriate accessibility and liquidity to invest in the Company. The listing provides Theta Gold access to one of the largest investment markets in the world at nominal cost, with no additional compliance requirements, compared to traditional major exchanges.

Existing ordinary shares of Theta Gold are traded on the OTCQB Market and investors can find real-time quotes and market information on the OTC Markets website (Link).

Theta’s listing on the OTC Markets is DTC Eligible. DTC is a subsidiary of The Depository Trust & Clearing Corporation, part of the US Federal Reserve System that manages the electronic clearing and settlement of publicly traded companies. DTC eligibility is expected to simplify the process of trading and enhance liquidity of the Company’s shares on the OTCQB by greatly broadening the pool of brokerage firms that will allow their clients to trade the stock.

Online brokers such as Ameritrade, Fidelity Investments, Charles Schwab, Tradestation and Etrade all offer OTCQB trades. Investors trading via other online brokers should inquire of their respective brokers whether OTCQB shares are made available to them.

Three key advantages of trading TGMGF stock:

1. Trades and settlements in US Dollars (USD);

2. Trading in the North American timezone; and

3. TGMGF is the same class Ordinary Shares to ASX traded stock (ASX: TGM), not a synthetic. The shares are simply registered in two different Registries.